# Charles G. Reynolds v. Douglas A. Collins

Aggregated by Superinsight from public-domain sources, as of 2026-09-08. Domain: va/cavc.

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## Charles G. Reynolds v. Douglas A. Collins, No. 23-6336 (2025) {#10759852}

*No. 23-6336*

Official source: <http://www.uscourts.cavc.gov/documents/ReynoldsCG_23-6336.pdf>

_Charles G. Reynolds v. Douglas A. Collins, No. 23-6336, decided 2025-12-16._

UNITED STATES COURT OF APPEALS FOR VETERANS CLAIMS

                                                No. 23-6336

                                      CHARLES G. REYNOLDS, APPELLANT,

                                                    V.

                                          DOUGLAS A. COLLINS,
                                SECRETARY OF VETERANS AFFAIRS, APPELLEE.

                               On Appeal from the Board of Veterans' Appeals

(Argued September 11, 2025                                              Decided December 16, 2025)

      Scott A. Schulman, with whom Glenn R. Bergmann and J. Corey Creek, all of Rockville,
Maryland, were on the brief for the appellant.

       Angelica G. Banks, with whom Richard J. Hipolit, Principal General Counsel; Mary Ann
Flynn, Chief Counsel; and Edward V. Cassidy, Jr., Deputy Chief Counsel, all of Washington, D.C.,
were on the brief for the appellee.

           Before ALLEN, Chief Judge, and PIETSCH and JAQUITH, Judges.

       ALLEN, Chief Judge, filed the opinion of the Court. PIETSCH, Judge, filed an opinion
concurring in the result. JAQUITH, Judge, filed a concurring opinion.

           ALLEN, Chief Judge: The issue before us today concerns one of the downstream elements
associated with the award of VA disability benefits—the effective date. An effective date is
determined only after a benefit has been awarded, and it is the day on which a claimant's benefit
payments begin. Generally, "the effective date of an award . . . shall be fixed in accordance with
the facts found but shall not be earlier than the date of receipt of application therefor." 1 However,
there are exceptions to that general rule. These effective date exceptions can be powerful because,
if one applies, a claimant could obtain an effective date days, months, or even years earlier than
what the general rule provides. The exception at issue here involves the situation when a previously
decided claim is reconsidered because VA receives newly obtained service department records.2
Specifically, that exception under 38 C.F.R. § 3.156(c)(3) provides that if an award of benefits is
"based all or in part on" newly obtained service department records submitted under § 3.156(c)(1),

1
    38 U.S.C. § 5110(a)(1).
2
    38 C.F.R. § 3.156(c)(3) (2025).

a claimant may be entitled to an effective date as early as "the date VA received the previously
decided claim."3
           Appellant Charles J. Reynolds served the Nation honorably in the U.S. Army from
February 1966 to December 1968, including service in Vietnam. 4 Among several other awards,
appellant earned a Purple Heart, an Army Commendation Medal, and the Combat Infantryman
Badge.5 In this appeal, which is timely and over which the Court has jurisdiction,6 he contests an
August 30, 2023, Board of Veterans' Appeals decision that denied entitlement to an effective date
before May 21, 2020, for the award of service connection for bilateral hearing loss.7 This matter
was referred to a panel of the Court to address whether entitlement to an earlier effective date
under § 3.156(c)(3) may be warranted when newly associated service department records
satisfying the requirements for reconsideration under § 3.156(c)(1) are linked, even in a supportive
way, to the ultimate award of benefits. We held oral argument on September 11, 2025, at the
National Organization of Veterans' Advocates (NOVA) Fall 2025 conference in Washington,
D.C.8 We thank NOVA for inviting the Court to hold oral argument at the conference.
           As we will explain, we hold that the plain language of § 3.156(c)(3) provides that the
effective date exception applies in situations when newly associated service department records
under § 3.156(c)(1) are linked, even in a supportive way, to the ultimate award of benefits. Such
records need not be listed as the reason for the decision at issue. Stated differently, and as we
explain in detail below, if the newly associated service records are a link in the chain of events that
leads to an award of benefits via reconsideration under § 3.156(c)(1), the exception under
subsection (c)(3) may apply. Because we can't tell if the Board approached the issue concerning
an earlier effective date under subsection (c)(3) as we hold is required under the law, its statement
of reasons or bases is inadequate. So, we will set aside the Board's decision and remand this matter
for further proceedings consistent with this opinion.

3
    Id.
4
    Record (R.) at 672.
5
    Id.
6
    See 38 U.S.C. §§ 7252(a), 7266(a).
7
    R. at 5-10.
8
    See Oral Argument (OA), https://www.youtube.com/watch?v=ZvWAAcMRuec.

                                                   2

                                                I. BACKGROUND
           During service, appellant's military occupational specialty (MOS) was light weapons
infantry specialist. 9 Service treatment records from October 1968 reflect that appellant was
"exposed to [an] RPG blast," and "[n]ow he has loss of hearing."10 Upon separation, in December
1968, appellant reported hearing loss in a report of medical history.11
           In August 1990, appellant filed his initial claim for service connection for bilateral hearing
loss.12 In a February 1991 rating decision, a VA regional office (RO) denied the claim because
"service medical records [were] negative for any chronic hearing loss while in service," and the
"[s]eparation exam from active duty service [was] negative for hearing loss."13 Appellant did not
appeal that decision, and it became final.
           Almost 30 years later, in May 2020, appellant sought to reopen his hearing loss claim.14
Appellant submitted a VA Form 21-526EZ application for disability compensation to VA in which
he listed bilateral hearing loss as his current disability and stated that it began after the 1968 in-
service blast.15 Along with his May 2020 application, appellant submitted copies of service records
reflecting his award of the Bronze Star Medal with V device and the Army Commendation Medal
with V device.16 Appellant asked VA to "use this evidence as proof of combat."17 Two months
later, on July 1, 2020, appellant filed a supplemental claim, requesting the Board address his claim
for bilateral hearing loss and listing March 1991 as the date of the decision he was seeking to
reopen.18 Appellant submitted a separate statement in support of claim along with his July 2020
supplemental claim form, asking VA to "[p]lease reopen my claim for bilateral hearing loss."19

9
    R. at 672.
10
     R. at 614-15 (Oct. 1968 service record).
11
     R. at 592-94.
12
     R. at 556-59.
13
 R. at 515. The rating decision is dated February 14, 1991, but the notice letter that accompanied the decision was
mailed to appellant on March 7, 1991. R. at 507.
14
     R. at 483-87.
15
     R. at 484.
16
     R. at 480, 482.
17
     R. at 478.
18
     R. at 417-30.
19
     R. at 415.

                                                        3

           At an August 2020 VA medical examination,20 the VA examiner diagnosed appellant with
bilateral hearing loss and opined that it was at least as likely as not caused by appellant's military
service. Specifically, the VA examiner noted appellant's MOS of light weapons infantry and that
he earned a Combat Infantryman Badge and Purple Heart. The examiner explained that appellant
"had a high probability of exposure to hazardous noise," and that "[i]t is conceded that [appellant]
was likely exposed to noise levels that could have produced permanent hearing damage." 21 The
examiner also recounted appellant's service records recording his exposure to an RPG blast and
noted the worsening of appellant's hearing loss between enlistment and separation from service.22
           On August 28, 2020, the RO granted appellant's claim for bilateral hearing loss, explaining
that "new and relevant evidence has been received and [appellant's] claim is now reconsidered."23
The RO assigned a 70% disability rating, explaining that the August 2020 VA examination report
noted symptoms that warrant such a rating. Further, the RO informed appellant that "[s]ervice
connection is warranted because your hearing loss has been related to your MOS of [l]ight
[w]eapons [i]nfantry and combat noise exposure."24 The RO further stated that because appellant
was "in receipt of the Purple Heart, Combat Infantry[man] Badge; therefore, MOS and combat
noise exposure is conceded."25 Then, the RO assigned an effective date of July 1, 2020, the date
that appellant filed the supplemental claim.26 Appellant challenged the assigned effective date and
appealed to the Board.27
           In September 2022, the Board awarded an effective date of May 21, 2020, the date
appellant first filed a claim to reopen.28 The Board acknowledged appellant's assertions that he is
entitled to an effective date of February 14, 1991, the date the RO first denied his claim for service
connection for bilateral hearing loss. The Board explained that because the February 1991 RO
decision became final, he can only reopen his claim "through the submission of new and material

20
     R. at 344-55.
21
     R. at 348.
22
     Id.
23
     R. at 337.
24
     Id.
25
     Id.
26
     R. at 336-40.
27
     R. at 289 (Notice of Disagreement & Board appeal), 293-96 (supplemental claim).
28
     R. at 62-66.

                                                          4

evidence, see 38 C.F.R. § 3.156, which occurred in this case[,]" or "through a successful [motion
to revise an earlier decision based on] clear and unmistakable error (CUE)." 29 The Board
concluded that there is no evidence that appellant filed a CUE motion and that because appellant
first filed his claim to reopen on May 21, 2020, that is the earliest effective date it could assign. 30
Appellant appealed that decision to the Court.
            In July 2023, the Court granted the parties' joint motion for a partial remand (JMPR), in
which they agreed that the Board erred and provided inadequate reasons or bases for its denial of
an effective date before May 21, 2020, when it failed to discuss whether § 3.156(c) applied.31 The
parties agreed that remand was warranted for the Board to address whether § 3.156(c) was
implicated by the submission of the service personnel record attached to the claim form in July
2020.32
            On August 30, 2023, the Board issued the decision on appeal. The Board denied entitlement
to an effective date before May 21, 2020, for service-connected bilateral hearing loss. The Board
explained that appellant's August 1990 claim was denied in February 1991 and the record contains
no correspondence related to that claim until May 21, 2020, when VA received appellant's VA
Form 21-526EZ (appellant's claim to reopen). The Board stated that the filing of that May 2020
form "prompted the RO's August 2020 rating decision granting the award of service connection
for bilateral hearing loss and assigning a disability rating effective July 1, 2020, the date VA
received [appellant's] [s]upplemental [c]laim." 33 The Board further explained that appellant's
appeal of the August 2020 rating decision to the Board "prompt[ed] the September 2022 decision
within which the Board granted an earlier effective date of May 21, 2020" for service-connected
bilateral hearing loss.34 Thereafter, the Board stated that "[t]here is no doubt that [appellant's] claim
to readjudicate service connection for hearing loss was received on May 21, 2020, and prior to this
date[,] there were no pending or unadjudicated claims pertaining to hearing loss."35 To comply

29
     R. at 64.
30
     R. at 65-66.
31
     R. at 23-27.
32
     R. at 24.
33
     R. at 8.
34
     Id.
35
     Id.

                                                    5

with the JMPR, the Board discussed § 3.156(c), concluding that appellant's grant of service
connection for bilateral hearing loss was ultimately based on his MOS and combat noise exposure,
"as evidenced by his receipt of a Purple Heart and Combat Infantry[man] Badge[,] as well as a
positive nexus opinion obtained through a VA examination."36 The Board continued to conclude
that appellant's
            grant of service connection for bilateral hearing loss was not made based in any
            part on the additional military personnel record referencing February 1969 receipt
            of '[t]he Army Commendation Medal with "V" [d]evice.' Significantly, this was not
            even one of the medals cited by the RO within the August 2020 rating decision
            granting benefits. Thus, the Board finds the persuasive weight of the evidence is
            against finding the provisions regarding an earlier effective date due to receipt of
            relevant service records under 38 C.F.R. § 3.156 are applicable here.[37]

This appeal followed.

                                             II. PARTIES' ARGUMENTS
                                                      A. Appellant
            Appellant argues that the Board clearly erred when it found that he is not entitled to an
effective date before May 21, 2020, under § 3.156(c)(3). Contrary to the Board's findings,
appellant asserts that the RO's September 2020 decision granting service connection for bilateral
hearing loss was based in part on the newly acquired service personnel records he submitted with
his May 2020 request to reopen his claim.38 Appellant explains how he believes the newly acquired
service records are causally linked to his ultimate award of benefits. First, appellant highlights that
the RO denied his initial claim for service connection for bilateral hearing loss in February 1991,
and it was because "'service medical records are negative for any chronic hearing loss in service.'"39
Second, appellant explains that when he sought to reopen his claim in May 2020, he submitted
evidence (that the Board concedes was not part of the record in 1991) detailing specific in-service
instances of combat noise exposure. Third, in August 2020 the RO reopened his claim because the
newly acquired evidence was "new and relevant'" and granted service connection for bilateral

36
     R. at 9.
37
     Id. (emphasis in original).
38
     Appellant's Brief (Br.) at 14.
39
     Id. at 10 (citing R. at 337); see R. at 511.

                                                           6

hearing loss for two reasons: (1) appellant's hearing loss was found to be related to his MOS and
conceded combat noise exposure and (2) the August 2020 VA positive medical opinion relates his
hearing loss to service. Appellant asserts that linking these facts together demonstrates that his
ultimate award of benefits was at least based in part on the newly acquired service records.40 In
other words, because appellant's ultimate award of benefits was "based in part on" the now
conceded in-service noise exposure (a missing element of service connection in February 1991),
there is a causal link between the newly submitted service department records and the award of
benefits—the newly acquired service department records are relevant, or at least speak to one of
the reasons why his claim was ultimately granted.
            Appellant also offers an alternative causal chain, asserting that the newly associated service
records led to the development of dispositive evidence: VA obtained the August 2020 VA positive
nexus opinion, which is also part of the reason he ultimately was awarded benefits. Regardless of
which causal chain is followed, appellant asserts that the records clearly played "some role" in the
ultimate award of benefits and that is enough to establish entitlement to the effective date exception
under § 3.156(c)(3).
            During oral argument, appellant maintained his briefing position and argued that because
there are no factual findings in dispute, the Court should reverse the Board's decision that an earlier
effective date under § 3.156(c)(3) was not warranted. However, he also agreed that if the Court
were to find that any additional factual inquiries were required, remand is appropriate.41
                                                        B. Secretary
            In his brief, the Secretary asserted that because the newly acquired service department
records played no role in the ultimate award of benefits, the Board did not err when it found that
appellant was not entitled to an earlier effective date under § 3.156(c)(3) and provided adequate
reasons or bases to support its decision. While still defending the Board's decision, at oral argument
the Secretary shifted his position somewhat. In particular, the Secretary contended that the plain
meaning of "based . . . in part on" in § 3.156(c)(3) requires the Board to determine whether the
agency's decision "substantially relied" on the newly associated service department records in the
ultimate award of benefits. 42 Continuing this argument, the Secretary insists that the Board

40
     Appellant's Br. at 13-14.
41
     OA at 6:00-7:33.
42
     Id. at 22:05-25:20. To be clear, the Secretary's briefs did not discuss this idea of "substantial reliance;" it was only

                                                               7

properly relied on the fact that the RO did not cite the newly associated service department records
in its decision granting service connection, apparently because that shows that the RO did not
substantially rely on them. In sum, the Secretary asserts that to read the plain language of
§ 3.156(c)(3) as appellant suggests would blur the lines between § 3.156(c)(1) and (c)(3), which
the Federal Circuit has made clear are distinct regulatory provisions.

                                                   III. ANALYSIS
           We begin by underscoring that the only issue before us today concerns how the general
effective date exception operates under § 3.156(c)(3). Entitlement to reconsideration under
§ 3.156(c)(1) is not at issue.43 VA found reconsideration of appellant's previously denied claim
was warranted based on the receipt of new and relevant evidence, 44 which necessarily means that
VA found the newly associated service department records to be relevant to warrant
reconsideration under § 3.156(c)(1).45 These are favorable findings that the Court lacks jurisdiction
to review.46

mentioned during oral argument.
43
   We understand that our colleague concurring only in the judgment disagrees that we can confidently determine that
VA has reconsidered appellant's claim. See post at 21 (Pietsch, J., concurring in the judgment). We disagree. As we
explain in the text, we think the record is sufficient to conclude VA did reconsider the claim. Moreover, concluding
that VA granted appellant benefits following reconsideration is the most favorable way to consider the matter for
appellant. The only way (other than through a motion to revise an earlier decision based on CUE, which is not at issue
here, see R. at 64) he could ever seek to obtain an earlier effective date for his benefits under subsection (c)(3) is if he
had first had his claim reconsidered under (c)(1) that led to a grant. So, questioning the most natural reading of what
occurred here could potentially harm appellant. In addition, both parties agree that it was appellant's submission of
newly associated service records that served as the basis for reconsideration, which necessarily implicates
§ 3.156(c)(1). See Appellant's Supp. Br. at 9-10; Secretary's Supp. Br. at 2. And because the parties have not sought
to raise any error about the application of subsection (c)(1), we should not step into their shoes to do so. See Frantzis
v. McDonough, 35 Vet.App. 354, 366 (2022) ("Courts generally should not advance arguments for represented parties
when such parties have declined to do so themselves. More directly: [C]ourts should not be advocates."), aff'd 104
F.4th 262 (Fed. Cir. 2024).
44
     R. at 337, 56-57.
45
   Indeed, the issue was reasonably raised by the veteran's May 2020 submission of his Bronze Star Medal with V
device, his Army Commendation Medal with V device, and his discharge certificate reflecting his Purple Heart Medal
and Combat Infantryman Badge, R. at 420-27, and more directly by his September 2020 request for an effective date
of February 14, 1991, because "VA did not do it's due diligence when I applied for my compensation in 1991 in
referring to my service treatment records and personnel records from my Vietnam service when they made their initial
decision." R. at 295; see Robinson v. Peake, 21 Vet. App. 545, 552 (2008) ("the Board is obligated to consider all
issues reasonably raised in an appeal"), aff'd sub nom. Robinson v. Shinseki, 557 F.3d 1355 (Fed. Cir. 2009);
Emerson v. McDonald, 28 Vet.App. 200, 206 (2016) (applying Robinson in describing when the Board is obliged to
address the applicability of § 3.156(c)).
46
  See Medrano v. Nicholson, 21 Vet.App. 165, 170 (2007), aff'd in part, dismissed in part sub nom. Medrano v.
Shinseki, 332 F. App'x 625 (Fed. Cir. 2009).

                                                             8

            Additionally, the record reflects that the August 2020 RO concluded that "new and
relevant" evidence received was sufficient to reconsider appellant's claim, while the September
2022 Board found that appellant's claim had been reopened through the submission of "new and
material" evidence, citing § 3.156.47 The Secretary concedes that "the Board's reference to 'new
and material evidence' having been submitted to reopen [appellant's] claim should be read as
simply a mistaken reference to an non-applicable regulatory provision, and the Court should afford
it no particular probative value."48 The parties generally agree that this imprecise language has no
impact on the issue on appeal because, regardless of what standard was used to reconsider
appellant's claim (legacy or AMA), VA (although implicitly) unquestionably reconsidered the
claim under § 3.156(c)(1), and, as we've said, that is a finding that we cannot revisit. 49 Most
importantly, the September 2022 Board decision found that the February 1991 rating decision had
been reopened under § 3.156 but failed to address that regulation in granting a May 2020 effective
date,50 a JMPR was granted for the Board "to discuss whether § 3.156(c) was implicated" by the
veteran's submission of service records,51 and the August 2023 Board decision on appeal expressly
denied an earlier effective date based on its application of § 3.156(c) to its findings of fact.52
            With these preliminary matters out of the way, we can move to the heart of the analysis.
We will begin by returning to the law concerning effective dates generally and how we review
effective date determinations. Next, we will discuss the regulatory history of § 3.156(c) and what
that history tells us about that regulation. Then, we will focus on subsection (c)(3) in particular.
We will explain why we conclude that if there is a causal link between the newly acquired service

47
  Compare R. at 337 (Aug. 2020 rating decision), with R. at 40 (Sept. 2022 Board decision). Before the passage of
the Veterans Appeals Improvement and Modernization Act of 2017 (AMA), effective February 19, 2019, VA
reopened final decisions (previously decided claims) based on "new and material" evidence, in the legacy appeals
system. Pub. L. 115-55, 131 Stat. 1105 (codified as amended in scattered sections of 38 U.S.C.); see 38 C.F.R. §
3.156(a). Now, under the AMA, claimants must file a supplemental claim and submit "new and relevant evidence" to
obtain readjudication of a final decision. 38 C.F.R. § 3.156(d).
48
  Secretary's Supp. Br. at 11. The Secretary explained that the Board recited the evidentiary standards applicable to
the legacy appeal system rather than those applicable to AMA appeals. Appellant filed his initial request for
reconsideration in May 2020, well after February 19, 2019, when the AMA appeal system went into effect. See Id. at
10.
49
  Medrano, 21 Vet.App. at 170; see Appellant's Supp. Br. at 8-9; Secretary's Supp. Br. at 9-14. Of note, appellant
asserts that he initially filed his claim to reopen using legacy procedures in May 2020, but VA promptly notified him
that he was required to resubmit his request using AMA procedures. See Appellant's Supp. Br. at 1.
50
     R. at 62-66.
51
     R. at 23-27.
52
     R. at 5-10.

                                                         9

department records and the ultimate award of benefits (apart from the mere fact that the service
department records are sufficient to warrant reconsideration under subsection (c)(1)), an earlier
effective date is possible under subsection (c)(3). Finally, we will explain why remand, not
reversal, is the appropriate remedy here.
                                                 A. Effective Dates
           Section 5110 governs the assignment of an effective date for an award of benefits. As we
stated earlier, generally "the effective date of an award based on an initial claim, or a supplemental
claim . . . [is] fixed in accordance with the facts found, but shall not be earlier than the date of
receipt of application therefor." 53 VA's implementing regulation similarly provides that "the
effective date of an evaluation and award of . . . compensation . . . based on an initial claim or
supplemental claim will be the date of receipt of the claim or the date entitlement arose, whichever
is later." 54 However, there are exceptions to this general rule, one of which is provided in
§ 3.156(c).
           Before we explore that regulatory exception, we pause to highlight certain familiar
contours of the legal landscape. The Board's determination of an effective date is a factual question
that we review for clear error.55 For all its findings on material issues of fact and law, the Board
must support its factual determinations and legal conclusions with a written statement of reasons
or bases that is "adequate to enable a claimant to understand the precise basis for the Board's
decision, as well as to facilitate review in this Court."56 If the Board fails to do so, remand is
appropriate.57
                                              B. History of § 3.156(c)
           Section 3.156(c)(1) provides that "if VA receives or associates with the claims file relevant
official service department records that existed and had not been associated with the claims file
when VA first decided the claim, VA will reconsider the claim."58 Such records include service
records related to an in-service event or records forwarded by the service department to VA at any

53
     38 U.S.C. § 5110(a)(1); see also 38 C.F.R. § 3.400(b)(2) (2025).
54
     38 C.F.R. § 3.400.
55
  38 U.S.C. § 7261(a)(4); see McGrath v. Gober, 14 Vet.App. 28, 35 (2000); see also Evans v. West, 12 Vet.App.
396, 401 (1999).
56
     Allday v. Brown, 7 Vet.App. 517, 527 (1995).
57
     Tucker v. West, 11 Vet.App. 369, 374 (1998).
58
     38 C.F.R. § 3.156(c)(1).

                                                           10

time after VA's original request for service records. And when VA reconsiders a previously
decided initial claim under § 3.156(c)(1) and thereafter grants benefits, § 3.156(c)(3) provides that
an earlier effective date may be warranted.
           Section 3.156(c)(3) provides in full:
           An award made based all or in part on the records identified by paragraph (c)(1)
           of this section is effective on the date entitlement arose or the date VA received the
           previously decided claim, whichever is later, or such other date as may be
           authorized by the provisions of this part applicable to the previously decided
           claim.[59]
           While the language of subsection (c)(3) is ultimately what dictates the outcome here, the
regulatory context is helpful to set the stage. In that regard, in 2005, VA proposed amending §
3.156(c), including subsections (c)(1)-(c)(4), to clarify the rules regarding reconsideration of a
previously decided claim based on newly associated service department records. VA explained
that the intent behind the clarifications was to "allow VA to reconsider decisions and retroactively
evaluate disability in a fair manner, on the basis that a claimant should not be harmed by an
administrative deficiency of the government." 60 VA also explained that subsection (c)(3) was
intended to eliminate any ambiguity in § 3.156(c) as whole because, as the regulation was written
at the time, it "may be read as requiring an earlier effective date for the award of benefits upon
reconsideration only when the basis for the award is newly discovered service department
records."61 VA also wanted to "avoid conflict with [the general rule for effective dates] which
specifically limits the effective date of an award based on corrected service department records to
no earlier than one year before the date on which the previously disallowed claim was reopened."62
VA further clarified that the language proposed for subsection (c)(3), which remains as it is today,
meant that subsection (c)(3) would apply "in cases where a veteran files a claim for disability
compensation, which VA denies because there is no evidence of an in-service injury. Years later,
if VA receives service department records that show an in-service injury, and obtains a medical
opinion that links that injury to the claimant's current disability, it would grant service

59
     38 C.F.R. § 3.156(c) (emphasis added).
60
  New and Material Evidence, 70 Fed. Reg. 35388, 35,389 (June 20, 2005). The amendments to § 3.156(c) became
effective in 2006. See New and Material Evidence, 71 Fed. Reg. 52455 (Sept. 6, 2006).
61
     Id.
62
     New and Material Evidence, 70 Fed. Reg. at 35389.

                                                         11

connection."63 So, even if the medical opinion was not a document that satisfied proposed (c)(1),
"the service department record showing incurrence, which provided the basis for the medical
opinion, is such a document."64
           In Blubaugh v. McDonald,65 the Federal Circuit underscored that § 3.156(c) "serves to
place a veteran in the position he [or she] would have been had [ ] VA considered the relevant
service department record before the disposition of his earlier claim." 66 The Federal Circuit
explained: that subsection (c)(1) "is a separate and distinct provision from subsection[] (c)(3);"
that "[t]he language and overall structure of § 3.156(c) strongly suggest that § 3.156(c)(1) requires
. . . VA to reconsider only the merits of a veteran's claim" whenever newly acquired relevant
service records are associated with the claims file; and that "[o]nly if [] VA grants benefits resulting
from reconsideration of the merits under § 3.156(c)(1) must it consider an earlier effective date
under subsection[] (c)(3)."67
           Approximately 2 years later, in Emerson v. McDonald, our Court emphasized the
distinction between subsections (c)(1) and (c)(3), stating that the operative clause in § 3.156(c)(1)
"mandates that 'VA will reconsider the claim'" at any time after it issues a decision on a claim if it
receives relevant service department records not previously associated with the claims file. 68 In
Emerson, we held that reconsideration under §3.156(c)(1) is warranted in a situation where newly
acquired service records were submitted after a claim had been initially denied and later granted
based on a liberalizing law. We relied on Blubaugh and explained that there is only one limitation
in paragraph (c)(1)—that the relevant records be submitted "at any time after VA issues a decision
on a claim."69 We further explained that "newly associated official service department records

63
     Id.
64
     Id.
65
     773 F.3d 1310, 1313 (Fed. Cir. 2014).
66
  Id. (noting that the purpose of reconsideration under § 3.156(c) is to "ensure[] that a veteran is not denied benefits
due to an administrative error" and to place him "in the position he would have been had [the] VA considered the
relevant service department record before the disposition of his earlier claim.").
67
     Id. (emphasis omitted).
68
     28 Vet.App. 200, 208 (2016) (quoting 38 C.F.R. § 3.156(c)(1)(effective Oct. 6, 2006, to Feb. 18, 2019)).
69
     Id. (emphasis added).

                                                           12

must be at least partially decisive as to an award made under (c)(1)" before the question of an
earlier effective date under (c)(3) arises.70
           And two years after Emerson, we decided George v. Shulkin, in which we explained that
"reconsideration" under paragraph (c)(1) requires VA to reassess the original decision "in light of
the new service records" and noted that this may also include the development of additional
evidence.71 The Court further determined that had the Board "skipped past § 3.156(c)(1), which
demands reconsideration of the original claim, and [gone] straight to § 3.156(c)(3), which deals
with the effective date of a claim granted via reconsideration," that would "indicate that [the Board]
did not understand the relevant legal framework."72
           In considering the regulatory history and judicial interpretations of § 3.156(c) thus far, we
know that the purpose of VA's regulation was to correct any harm that a claimant may have
suffered in situations when VA failed to obtain existing relevant service department records.
Moreover, we also know that once VA has determined that newly associated service department
records satisfy § 3.156(c)(1), VA must reconsider the previously decided claim including
potentially developing additional evidence. And finally, we know that VA proposed § 3.156(c)(3)
so that claimants could obtain an earlier effective date in the instance that a claimant was ultimately
awarded benefits via § 3.156(c)(1) reconsideration even when the award was made only in part
based on the newly associated records. Having considered § 3.156(c) as a whole, we now turn to
subsection (c)(3) in particular.
                       C. What does "based all or in part on" mean in § 3.156(c)(3)?
           The key part of subsection (c)(3) for purposes of this appeal is the regulatory language that
provides that an earlier effective date is warranted when an award is made "based all or in part on"
on the newly associated service department records. But what precisely does this phrase mean?
Our task today is to answer that question.73

70
     28 Vet.App. at 210.
71
  29 Vet.App. 199, 205 (2018), vacated on other grounds sub nom. George v. Wilkie, 782 F. App'x 997 (Fed. Cir.
2019); see also George v. Wilkie, 32 Vet.App. 318 (2020).
72
     29 Vet.App. at 205.
73
    We note that the Federal Circuit has held that consideration of an earlier effective date under § 3.156(c)(3) is
available only if the award of benefits is "'based all or in part' on the newly obtained records." Flores-Vazquez v.
McDonald, 996 F.3d 1321, 1322 (Fed. Cir. 2021). But the Federal Circuit has not explained what the phrase "based .
. . in part on" means, leading us back to the question we address today.

                                                        13

           The question about what "based all or in part on" in § 3.156(c)(3) means is one of regulatory
interpretation, which is a question of law that we review de novo. 74 The basics of regulatory
interpretation are well-established. We look first to the text and structure of a regulation, which is
the best indication of its plain meaning.75 If the plain meaning of the regulation is clear on its face,
then such plain meaning controls, and "that is 'the end of the matter.'"76
           While the plain language of a regulation is at the core of the interpretive effort, it is not
uncommon for courts to consider other things to assess a regulation's meaning when the text alone
does not provide a definitive answer to the interpretive inquiry. In other words, regulatory
interpretation requires the Court to "bring all its interpretative tools to bear" and to "make a
conscientious effort to determine, based on indicia like text, structure, history, and purpose,
whether the regulation really has more than one reasonable meaning." 77 A regulation is not
ambiguous simply because both parties insist that the plain meaning supports his or her position
and neither party's interpretation is unreasonable to the Court.78
           Recall the parties' positions on the meaning of subsection (c)(3). Appellant asserts that the
phrase "based . . . in part on" means that as long as the award of benefits can be linked, in any way
(in part on), to the newly acquired service department records that is enough to warrant entitlement
to an earlier effective date. Essentially, appellant asserts that "based . . . in part on" works like an
causal chain, and as long as that chain remains intact, an earlier effective date is possible. During
oral argument, appellant emphasized that "in part" means that the contents of the newly acquired
service department records "does not need to be the only factor, it does not have to be primary
factor, it does not have to be anything more than part of what led to the grant of service connection

74
  See Foster v. McDonough, 34 Vet.App. 338, 344-45 (2021). We will not discuss the part of the phrase concerning
an award that is "based all . . . on" newly associated service department records. There is no question that the grant of
benefits here was not based all on the newly associated service department records. The parties agree and the record
reflects that VA's earlier decisions relied on the VA medical opinion obtained after the claim was reopened under
§ 3.156(c)(1) to establish the nexus element of service connection. Therefore, we need not discuss what "all" means
in this decision. Rather, our focus is on what it means for an award of benefits to have been "based . . . in part on"
newly associated service department records.
75
     See Goodman v. Shulkin, 870 F.3d 1383, 1386 (Fed. Cir. 2017).
76
  Tropf v. Nicholson, 20 Vet.App. 317, 320 (2006) (quoting Brown v. Gardner, 513 U.S. 115, 120, (1994)); see also
Kisor v. Wilkie, 588 U.S. 558, 575 (2019).
77
  Kisor, 588 U.S. at 590; see Savage v. Shinseki, 24 Vet.App. 259, 265 (2011) (citing Black & Decker Corp. v. Comm'r
of Internal Revenue, 986 F.2d 60, 64 (4th Cir.1993) ("Regulations, like statutes, are interpreted according to canons
of construction.")).
78
     Kisor, 588 U.S. at 589.

                                                          14

for hearing loss."79 In contrast, the Secretary insists that "based . . . in part" requires more than a
causal link; it requires that the adjudicator substantially rely on the newly associated service
records when making an award. In that regard, the Secretary asserts that substantial reliance means
that VA must have used the information provided in the newly obtained service department records
in the decision granting the benefit being sought.80 While we don't endorse his position entirely,
we think appellant has the better view of how subsection (c)(3) operates.
           Before we delve into the interpretative effort too deeply, we can make a common sense
observation about how subsection (c)(3) operates. It seems beyond contravention that, at a
minimum, an award must at least be predicated in some way on the newly associated service
department records. But we need not just rely on our common sense. The Federal Circuit made the
point clear in Flores-Vazquez v. McDonough, where it held that if the award is "'not predicated in
any way on records that were not before [the VA] at the time of the initial decision on the claim,'
then 'the proper effective date [is] the date of the request for reopening, not the date of the initial
claim.'"81
           That brings us back to the most operative part of the phrase at issue, which is "based . . . in
part on." In situations where a disputed phrase has not yet been defined, we have turned to the
dictionary to determine the ordinary meaning of undefined terms.82 We start with something that
should be uncontroversial. The word "part" commonly means "something less than the whole" and
we see no reason that "part" in subsection (c)(3) means anything different. 83 Moving on, the
common dictionary definition of the verb "base" means to "find a foundation or basis for" and it is
usually paired with a prepositional word like "on."84 This is precisely how the word "based . . . on"
is used in § 3.156(c)(3). In Safeco Ins. Co. of America v. Burr, the Supreme Court held that "[i]n
common talk, the phrase 'based on' indicates a but-for causal relationship and thus a necessary
logical condition."85 And most recently, the Supreme Court has also held that the meaning of the

79
     OA at 3:20-:46.
80
     Id. at 24:55-25:20.
81
     996 F.3d at 1326-27 (citing Jones v. Wilkie, 946 F.3d 1374, 1380 (Fed. Cir. 2020)).
82
     See Watkins v. McDonough, 35 Vet.App. 256, 264 (2022).
83
     MERRIAM WEBSTER ONLINE, https://www.merriam-webster.com/dictionary/part (last visited Dec. 12, 2025).
84
     Id., https://www.merriam-webster.com/dictionary/based%20on#dictionary-entry-2 (last visited Dec. 12, 2025).
85
     551 U.S. at 63.

                                                           15

phrase "based on" is context dependent, explaining that in many cases, "based on" is a phrase that
"indicates a but-for causal relationship[,]" but in other cases "more is needed."86
           Using a "but-for" causation standard is not foreign to veterans law. In Spicer v.
McDonough, the Federal Circuit concluded that in the context of veterans benefits under 38 U.S.C.
§ 1110 "[t]he but-for causation standard is not limited to a single cause and effect but rather
contemplates multi-causal links."87 This means that establishing one factor as a but-for cause does
not necessarily eliminate all other factors as but-for causes. The Federal Circuit in Spicer was
clear: "[T]he causation standard of [section] 1110 is simply standard but-for causation."88
           So far so good. We have strong textual evidence that subsection (c)(3) embodies concepts
associated with but-for causation, a concept we know from Spicer. But it turns out that we can't
apply strict but-for causation without undermining § 3.156(c) as a whole. In fact, both parties agree
that § 3.156(c)(3) requires something more than strict "but-for" causation.89 That is so because, if
we were to read the phrase "based . . . on" in § 3.156(c)(3) as imposing a strict "but-for" causation
requirement, it would essentially make the provision surplusage, something we can't do.90 In a
strict but-for causation world, every time a claimant satisfied the requirements of subsection (c)(1)
leading to a reconsideration and an award of benefits, an earlier effective date under subsection
(c)(3) would be warranted because "but for" the (c)(1) submission there would not have been a
(c)(3) effective date. In amending § 3.156(c), VA specifically created subsection (c)(3) to clarify
any confusion about how effective dates are assigned as a result of newly associated service
department records and thus, we must give it meaning. 91 In addition, adopting a strict but-for
causation test runs afoul of the Federal Circuit's decision in Blubaugh, as well as our own caselaw
that followed Blubaugh, which all establish that subsections (c)(1) and (c)(3) are "separate and
distinct."92

86
  Environmental Protection Agency (EPA) v. Calumet Shreveport Refining, L.L.C., 605 U.S. 609, 145 S.Ct. 1735,
1750 (June 18, 2025).
87
     61 F.4th 1360, 1364 (Fed. Cir. 2023).
88
     Id.
89
     OA at 11:25-13:41 (Appellant's position), 23:41-24:12 (Secretary's position).
90
  See Splane v. West, 216 F.3d 1058, 1068-69 (Fed. Cir. 2000) ("[C]anons of construction . . . require us to give effect
to the clear language of a [regulation] and avoid rendering any portions meaningless or superfluous.").
91
     New and Material Evidence, 70 Fed. Reg. at 35389.
92
     See Blubaugh, 773 F.3d at 1313; see also George, 29 Vet.App. at 205; Emerson, 28 Vet.App. at 208.

                                                           16

           If but-for causation is not the test, why not revert to the Secretary's proffered interpretation?
While shifting somewhat during this appeal, it seems that the Secretary maintains that an earlier
effective date under subsection (c)(3) is warranted only when the face of the decision shows that
the agency decisionmaker substantially relied on the newly associated records to award a benefit.
But the Secretary's view is too restrictive and would easily render § 3.156(c)(3) subject to
manipulation or mischief. For example, if we were to read § 3.156(c)(3) as the Secretary suggests,
once newly associated service department records are used to reopen under (c)(1), a person drafting
the decisional document could simply choose, for whatever reason, not to specifically discuss the
contents of those records, thus unduly altering a claimant's chance to obtain an earlier effective
date. This possibility runs counter to the purpose of § 3.156(c), which is to ensure that a claimant
is not harmed as a result of administrative error,93 or as the Federal Circuit stated "to place a veteran
in the position he would have been had [] VA considered the relevant service department record
before the disposition of his earlier claim."94 Therefore, requiring substantial reliance shown on
the face of the decision would leave open the possibility for additional harm to a claimant. We will
not read § 3.156(c)(3) in that way.
           To be entirely transparent, articulating how one assesses what is required to establish
entitlement to an earlier effective date under subsection (c)(3), that is more than strict but-for
causation but less than the Secretary's substantial reliance approach, is no easy task. It is easy
enough to for us to state the general rule: A claimant will be entitled to an earlier effective date
under subsection (c)(3) when the newly associated service department records form a link in the
chain of reasoning that supports an award of benefits, so long as the link is something more than
merely causing reconsideration under subsection (c)(1). But as they say, the devil is in the details.
           While we can't set out a detailed rule that will guide the assignment of effective dates under
subsection (c)(3) today, we can provide a nonexhaustive list of factors that may be considered as
part of the analysis. We begin with the relevant decision granting the benefit after reconsideration.
While we rejected the Secretary's proposed approach as focusing too much on the face of the
decision, that does not mean the decision is irrelevant. Indeed, the decision is a critical place to
search for evidence of the reasoning behind the grant of the award. Another factor to consider is

93
     New and Material Evidence, 70 Fed. Reg. at 35389.
94
     Blubaugh, 773 F.3d at 1313.

                                                         17

how the relevant agency decisionmaker used the newly associated service records even if they are
not cited in the actual decision. For example, if there was a hearing and the decisionmaker engaged
with the relevant records in a way to suggest their use as a link in a chain of causation, that would
be important information in the analysis.
        In addition, the development of evidence as part of reconsideration may prove
enlightening. To begin with, the nature of the evidence being developed when compared with the
contents of the newly associated service department records may show how those records connect
with the evidence being developed. A connection between them would support the link-in-chain
approach we adopt today. The evidentiary development point may be particularly significant when
assessing medical evidence. For example, here there were no VA medical opinions in the record
before reconsideration. However, during reconsideration, VA obtained a medical opinion that
ultimately played an important role in granting the benefit sought. If the newly associated records
prompted VA to obtain the medical opinion, even in part, that would be a significant fact. This
stands in contrast to a situation such as the one in Flores-Vazquez, where the veteran sought to
reopen a previously denied claim for a psychiatric disorder. VA eventually reopened the claim and
while appeal proceedings were pending, the veteran sought entitlement to service connection for
another psychiatric disorder. While VA was developing evidence for the second psychiatric
disorder claim, service department records that were classified when the RO denied the first
psychiatric claim became declassified and were obtained as part of development the second
psychiatric claim. Eventually, the Board granted both claims. The Board discussed the declassified
service department records in its decision awarding service connection for the first psychiatric
claim but discounted their relevance and granted service connection based on a VA examination
that had been performed before the declassified service department records became part of the
record. We affirmed the Board's decision.95 At the Federal Circuit, the veteran argued that we
applied an impermissibly high standard of what the term "based in part" requires, as used in
§ 3.156(c)(3), because "based" means to "lay a foundation" and that the newly acquired service

95
  Contrary to the Secretary's assertions, Flores-Vazquez does not resolve the issues raised on appeal here concerning
the development of dispositive evidence. In Flores-Vazquez, the dispositive evidence was developed before the
submission of newly associated service records. So, there was a clear line to be drawn. Whereas here, the dispositive
evidence was developed after the submission of newly associated records. As we've said, these factual differences are
the types of things the Board must consider when assessing whether an earlier effective date is warranted under
subsection (c)(3).

                                                        18

records laid a foundation when they "played a role" in the grant of service connection. The Federal
Circuit, however, found "no error in the legal standard" that we applied and explained that our
determination that the records "played no role" in the award of benefits was a factual determination
it could not review. The key is that the Board must engage in this analysis and adequately explain
its reasoning.
            The illustrations we have provided here to determine whether newly associated service
department records formed part of the chain leading to an award of benefits are just that—
illustrations. The assessment is a highly contextual one that is within the Board's authority as the
factfinder. And as with other factual matters, we will only reverse the Board's factual findings
about the causative chain if they are clearly wrong.
                                             D. Application
            In the decision on appeal, the Board concluded that "the persuasive weight of the evidence
is against finding the provisions regarding an earlier effective date due to receipt of relevant service
records under 38 C.F.R. § 3.156 are applicable here."96 The Board explained that appellant's award
of benefits "was not made based in any part on the additional military personnel record referencing
February 1969 receipt of '[t]he Army Commendation Medal with "V" [d]evice.' Significantly, this
was not even one of the medals cited by the RO within the August 2020 rating decision granting
benefits."97
            The problem with the Board's analysis is that we can't tell if the Board considered
entitlement to an earlier effective date under subsection (c)(3) using the approach we have outlined
in this opinion. We do not know if the Board considered whether the newly acquired service
department records played a supportive role sufficient to provide a causal link in the ultimate award
of benefits, or if it only required "substantial reliance" as the Secretary argued and we rejected. Or
perhaps the Board took an entirely different view of things than either we have held is correct or
that the Secretary advanced in this appeal.
            We reiterate that § 3.156(c)(3) unambiguously provides that entitlement to an earlier
effective date is possible in a situation where an award of benefits via reconsideration under
§ 3.156(c)(1) is "based . . . in part on" (causally linked) to newly associated service department

96
     R. at 9.

97
     Id. (emphasis in original).

                                                   19

records. Because the Board did not make it clear what role the newly acquired service department
records played and whether the newly acquired service department records were a link in the causal
chain leading to the award of benefits, remand is required. 98 Moreover, we can't make the
determination in the first instance because, as we described, the assessment of the role newly
acquired service department records play under subsection (c)(3) is a factual one. We cannot make
those types of factual determinations in the first instance.99 On remand, the Board must reassess
the evidence of record and its effective date determination with a proper understanding of how
§3.156(c)(3) operates.

                                               IV. CONCLUSION
         After consideration of the parties' briefs, oral arguments, the record, and the governing law,
the Court SETS ASIDE the August 30, 2023, Board decision and REMANDS this matter for
further proceedings consistent with this decision.

         PIETSCH, Judge, concurring in the judgment: I agree that the Board provided inadequate
reasons or bases to support its decision, so I concur in the judgment. Where I disagree is that I
believe the lack of adequate reasons or bases affects both 38 C.F.R. § 3.156(c)(1) and (c)(3) and
prevents us from reaching the issue the majority reaches here. Because the facts are important, I
will detail the proceedings.
         After the February 1991 regional office (RO) decision became final, Mr. Reynolds sought
to reopen his claim by filing different forms. In May 2020, he applied for VA benefits for bilateral
hearing loss. R. at 483-87. At that time, he also submitted a statement in support of claim and
service records, including February 1969 awards of the "Army Commendation Medal with 'V'
[d]evice" and the "Bronze Star Medal with 'V' [d]evice," both of which noted his participation in
combat operations in Vietnam, as well as another record showing receipt of other awards,
including a Purple Heart. R. at 476-78, 480-82. He asked VA to use this evidence as proof of
combat. R. at 478. In July 2020, Mr. Reynolds filed a supplemental claim seeking benefits for

98
  See Tucker v. West, 11 Vet.App. 369, 374 (1998) (holding that remand is appropriate "where the Board has
incorrectly applied the law, failed to provide an adequate statement of reasons or bases for its determinations, or where
the record is otherwise inadequate").
99
  See Stinson v. McDonough, 92 F.4th 1355, 1360 (Fed. Cir. 2024) (citing Tadlock v. McDonough, 5 F.4th 1327, 1334
(Fed. Cir. 2021)).

                                                          20

bilateral hearing loss. R. at 417-18. On the same date in July 2020, Mr. Reynolds also filed a
statement in support of claim requesting VA to reopen his claim for bilateral hearing loss. R. at
415-16. He disputed the February 1991 RO's finding that there was no evidence of hearing loss in
his service records and cited service treatment records from 1969 that document hearing loss
caused by exposure to an explosion during service. R. at 415.
       In the August 2020 decision that granted Mr. Reynolds's benefits, the RO cited 38 C.F.R.
§§§ 3.303, 3.304, 3.385. The RO assigned an effective date of July 1, 2020, finding that date to be
the date Mr. Reynolds's claim was received. R. at 337. The RO noted provisions concerning the
effective dates for supplemental claims. Id. The RO stated that "[i]n support of your claim, new
and relevant evidence has been received and your claim is now reconsidered." Id. The majority
seems to accept this language as evidence that Mr. Reynold's claim was reconsidered under §
3.156(c)(1) despite the RO never citing that regulation. See ante at 9. The parties also agree that
though the language is imprecise, the language does not matter.
       Mr. Reynolds disagreed with the effective date assigned in August 2020 and sought an
effective date of February 14, 1991. R. at 295-96. In a September 2022 decision, the Board granted
an effective date of May 21, 2020, the date Mr. Reynolds filed his May 2020 application for
benefits for bilateral hearing loss. R. at 63-64 (citing R. at 483-87). The Board, again, did not
discuss reconsideration under § 3.156(c)(1) or (c)(3). The Board stated that Mr. Reynolds's claim
was reopened under § 3.156 based on the submission of new and material evidence, apparently
applying § 3.156(a). R. at 64. The Board made that statement as part of a discussion concerning
how to reopen or revise a previously denied claim in the legacy system. Id. In assigning the May
21, 2020, effective date, the Board cited 38 C.F.R. § 3.400.
       After Mr. Reynolds appealed that decision, the Court granted the parties' joint motion for
partial remand (JMPR), agreeing that the Board failed to provide adequate reasons or bases by
failing to consider "whether § 3.156(c) was implicated by the submission of the service personnel
record attached to the claim form in July 2020," which might warrant an earlier effective date
based on his claim being reconsidered under that provision. R. at 24. With this language, the parties
seemed to recognize that VA had not discussed whether his claim was reconsidered under §
3.156(c)(1), which might warrant an earlier effective date under § 3.156(c)(3). The problem is the
parties only referred to § 3.156(c) generally.
       In the decision on appeal, the Board only referred to § 3.156(c) generally, noting that

                                                 21

        38 C.F.R. § 3.156(c) provides that, at any time after VA issues a decision on a
        claim, if VA receives or associates with the claims file relevant official service
        department records that existed and had not been associated with the claims file
        when VA first decided the claim, VA will reconsider the claim. If an award is made
        based all, or in part, on the records, the effective date assigned will be the date
        entitlement arose or the date VA received the previously decided claim, whichever
        is later.

        The Board first notes the Veteran's [service treatment records] STRs were available
        and reviewed as part of the February 1991 denial of service connection for bilateral
        hearing loss. In fact, prior to the February 1991 rating decision, the claims file
        contained the [v]eteran's DD214 listing his receipt of a Purple Heart, Combat
        Infantry[man] [Badge], and military occupation specialty of light weapons infantry,
        STRs referencing a 1968 RPG blast with reports of loss of hearing and instructions
        to keep away from loud noises for three weeks, and a separation report of medical
        history endorsing ear trouble. The RO also listed review of the [v]eteran's STRs
        within the evidence portion of the February 1991 rating decision.

        The Board acknowledges that in association with his May 2020 VA 21-526EZ, the
        [v]eteran submitted a military personnel record referencing a February 1969 receipt
        of "[t]he Army Commendation Medal with 'V' [d]evice." The award references
        being under enemy fire. Receipt of an Army Commendation Medal, however, was
        already listed within the [v]eteran's DD214 before the RO at the time of the
        February 1991 rating decision.

        Most significantly, the [v]eteran's grant of service connection for bilateral hearing
        loss was ultimately based upon his military occupation specialty of light weapons
        infantry with combat noise exposure as evidenced by his receipt of a Purple Heart
        and Combat Infantry[man] Badge[,] as well as a positive nexus opinion obtained
        through a VA examination. In other words, the [v]eteran's grant of service
        connection for bilateral hearing loss was not made based in any part on the
        additional military personnel record referencing February 1969 receipt of "The
        Army Commendation Medal with 'V' Device." Significantly, this was not even one
        of the medals cited by the RO within the August 2020 rating decision granting
        benefits. Thus, the Board finds the persuasive weight of the evidence is against
        finding the provisions regarding an earlier effective date due to receipt of relevant
        service records under 38 C.F.R. § 3.156 are applicable here.

R. at 8-9.
        The majority reads this analysis as the Board making a favorable finding that Mr.
Reynolds's claim was reconsidered under § 3.156(c)(1). I believe the Board's analysis is unclear
and frustrates judicial review by conflating §§ 3.156(c)(1) and (c)(3). The Board only discussed
an effective date under § 3.156(c)(3) because the parties agreed that the Board should address it in

                                                 22

their JMPR. During oral argument, the Secretary conceded that (c)(1) applied, but the record does
not clearly indicate that Mr. Reynolds's claim was ever reconsidered under that provision. While
the RO used the word "reconsidered" in one document, nowhere in the record was 3.156(c)(1) ever
cited. R. at 337.
          The majority is happy to concede that § 3.156(c)(1) was applied in this case and move onto
addressing § 3.156(c)(3). I understand the temptation, but how a final claim was treated when it
was readjudicated matters to the effective date assigned. Throughout Mr. Reynolds's appeal, his
attempts to obtain benefits for bilateral hearing loss have been characterized as a claim to reopen
a previously denied claim through the submission of new and material evidence under the legacy
system and as a supplemental claim under the modernized system. Only in the decision on appeal
did the Board mention § 3.156(c) and only because the parties sought that discussion through the
JMPR. The record and the Board's analysis are not clear about how Mr. Reynolds's claim was
treated in ultimately awarding him benefits for bilateral hearing loss.
          None of this is to say that I do not believe that § 3.156(c)(1) should apply to the facts in
this case. I agree with much of the majority's discussion concerning §3.156(c) generally and the
majority's statement that the assessment of whether an effective date is warranted under §
3.156(c)(3) is a highly contextual one that the Board must address as a factfinder. The problem is
that the factors the majority wants the Board to consider involve looking at the decision granting
benefits after reconsideration, including the reasoning used by the decisionmaker and how the
newly associated records were used in reaching the decision. I do not see any decision in the record
granting reconsideration of Mr. Reynolds's claim under § 3.156(c)(1). The record is not clear that
Mr. Reynolds's claim was ever properly reconsidered.
          The caselaw concerning what role newly associated service records must play to warrant
an earlier effective date under § 3.156(c)(3) is unclear. At best, the caselaw tells us what not to do.
Here, the majority adopts a new approach where the law was not even applied in this case. To me,
this appeal simply is not the right case to create a new rule. For these reasons, I concur only in the
result.

                                                  23

            JAQUITH, Judge, concurring. I join Chief Judge Allen's thorough opinion, but I also write
separately to emphasize that the details here bedevil100 the August 2023 Board decision that the
veteran’s August 2020 grant of service connection for bilateral hearing loss was not based in any
part on the additional military personnel records he submitted in May and July 2020. The Board
decision was the culmination of a deeply flawed process that was controlled by VA's choice not to
list the newly associated records that prompted reconsideration—even though those records were
uniquely favorable as the only detailed, specific, and officially verified evidence of the veteran's
central role in combat twice involving a heavy and intense concentration of weapons fire in a dense
jungle in Vietnam.101
            In 1968, then 20 year old U.S. Army Sergeant Charles Reynolds, an infantryman, was in
the thick of the action in Vietnam.102 His medical records reflected that he was exposed to a rocket-
propelled grenade (RPG) blast on February 28, 1968,103 and suffered significant shrapnel wounds
and a loss of hearing for which he was seen on October 12, 1968, and then evaluated on October
17, 1968.104 The veteran's "[t]est results indicated significant hearing loss."105 When he separated
from active service, he noted both his hearing loss and shrapnel surgery.106 And his certificate of
release from active duty (DD 214) showed that he had earned a Purple Heart, a Combat
Infantryman Badge (CIB), and an Army Commendation Medal.107
            In August 1990, the veteran sought disability compensation for his loss of hearing from
combat action in Vietnam: On February 28, 1968, he set off a booby trap which exploded and left
shrapnel in his body and he experienced a loss of hearing in August 1968 while on active duty in

100
      Ante at 18.
101
    In my view, the flaws in the process include VA’s inattention to 38 C.F.R. § 3.156(c), as Judge Pietsch highlights,
see ante at 20-24, but that flawed process culminated in the erroneous August 2023 Board decision that necessitates
at least the remand the Court orders today for the Board to apply the express language of § 3.156(c) to the facts that
are not reasonably disputable, rather than some lesser step that prolongs the path to resolution of the veteran’s case
regarding injuries over 57 years ago and a claims process nearing 35 years long.
102
      R. at 672-73.
103
      R. at 348.
104
      R. at 612-15.
105
      R. at 348.
106
      R. at 594-96.
107
      R. at 672.

                                                         24

Vietnam.108 A July 1990 medical record showed that he suffered from mild to profound hearing
loss. 109 The report of his medical history the day of the expiration of his term of service in
December 1968 reflected that he experienced hearing loss and that he had surgery to remove
shrapnel wounds in Vietnam.110
            A November 1990 VA compensation and pension examination confirmed the veteran's
sensorineural hearing loss and shrapnel wounds to his right lower thigh, right upper thigh, posterior
chest, left arm, and right hip—with "retained metallic fragments in soft tissue" near his ischium,
ilium, clavicle, and scapula, and in his neck and right thigh.111 The regional office's (RO) February
1991 rating decision granted service connection and a 10% disability rating for the residuals of the
veterans multiple shell fragment wounds, which the RO attributed to the veteran being hit by
enemy fire during a mortar attack. 112 And the RO acknowledged that the veteran's VA exam
showed sensorineural hearing loss.113 But the RO denied the veteran's hearing loss claim, declaring
that his service medical records were negative for any chronic hearing problem, specifically citing
the veteran's separation exam.114 The RO listed the evidence considered in making that decision
as the veteran's "[s]ervice medical records, VA exam of 11-07-90, [and] report from West Georgia
Speech and Hearing Center dated 07-13-90."115
            In May 2020, the veteran applied again, citing the 1968 RPG explosion, attaching proof
that in 1968 he had earned a Bronze Star Medal with a V device and an Army Commendation
Medal with a V device, attaching his DD 214 and highlighting that it listed both his Purple Heart
and his CIB, and asking that VA "please use this evidence as proof of combat." 116 VA
acknowledged receipt of the veteran's May 2020 claim.117

108
      R. at 557.
109
      R. at 568.
110
      R. at 594, 596.
111
      R. at 522-26.
112
      R. at 514-15.
113
      Id.
114
      Id.
115
      R. at 507, 511, 514.
116
      R. at 483-87.
117
      R. at 474-75.

                                                    25

            In July 2020, the veteran sought review of the 1991 rating decision via a supplemental
claim118 and submitted a statement asking to reopen his claim for bilateral hearing loss, noting that
an April 1969 service treatment record (STR) reflecting his complaint of hearing loss due to an
explosion.119 He again submitted the general orders bestowing his Bronze Star Medal with V
device and his Army Commendation Medal with V device.120
            In August 2020, a VA audiological evaluation was conducted based on an examination of
the veteran and his VA e-folder. 121 Finding that "[i]t is conceded that the Veteran was likely
exposed to noise levels that could have produced permanent hearing damage," the audiologist
highlighted the veteran's military occupational specialty (MOS), CIB, and Purple Heart, as well as
the February 1968 RPG blast and the October 17, 1968, test results showing "significant hearing
loss,"122 —test results that closely followed the veteran's valor amidst intense firefights in close
combat, as certified by his Bronze Star with V device and his Army Commendation Medal with V
device.
            In August 2020, the RO granted service connection for bilateral hearing loss with an
evaluation of 70%, effective July 1, 2020.123 The RO's list of the evidence it considered included
the veteran's May 2020 and July 2020 statements—the very statements that submitted the veteran's
awards for valor in intense combat.124 Yet the RO curiously cited only the matters evident from
the veteran's discharge certificate: "Service connection is warranted because your hearing loss has
been related to your MOS of [l]ight [w]eapons [i]nfantry and combat noise exposure. You are in
receipt of the Purple Heart, Combat Infantry[man] Badge; therefore, MOS and combat noise
exposure is conceded."125

118
      R. at 416.
119
      R. at 415.
120
      R. at 425-27.
121
      R. at 344.
122
      R. at 348.
123
      R. at 317.
124
      R. at 336-37.
125
      R. at 337.

                                                  26

            On appeal, the September 2022 Board observed that the veteran had highlighted that the
original denial of his claim erroneously stated that there was no record in his STRs of hearing
loss,126 and that the veteran
            asserts the effective date should be February 14, 1991, which the Board notes is the
            date of the February 1991 rating decision that denied his claim, as VA did not do
            its due diligence when he applied for compensation in referring to his service
            treatment and personnel records from his Vietnam service when they made their
            initial decision.127

The September 2022 Board noted that the February 1991 rating decision could "be reopened
through the submission of new and material evidence, see 38 C.F.R. § 3.156, which occurred in
this case."128 Yet the September 2022 Board decision nonetheless failed to address the effective
date provision in § 3.156(c), resulting in the Court granting a joint motion for partial remand.129
            A different Board member decided the case on remand. She noted the veteran's STRs "were
available and reviewed as part of the February 1991 denial of service connection for bilateral
hearing loss," and that the claims file contained the veteran's DD 214, "listing his receipt of a
Purple Heart, Combat Infantry medal [sic], and military occupation specialty of light weapons
infantry."130 The Board acknowledged that in May 2020 the veteran had shown that in February
1969 he had received the Army Commendation Medal with V device, but declared that "[r]eceipt
of an Army Commendation Medal . . . was already listed within the Veteran's DD 214 before the
RO at the time of the February 1991 rating decision."131
            There are several problems with the August 2023 Board decision. As an initial matter, it is
not clear that the veteran's DD 214 actually was before the RO in February 1991—the RO did not
list it as evidence it considered or otherwise note it.132 Beyond that unexplained irregularity, (1)
the Board completely overlooked the most significant record the veteran submitted—his Bronze
Star Medal with V device; (2) the Board equated the veteran's submission of his Army

126
      R. at 64; see R. at 415.
127
      R. at 64.
128
      Id.
129
      R. at 23-27.
130
      R. at 9.
131
      Id.
132
      Id.; R. at 507, 511, 514.

                                                    27

Commendation Medal with V device with the Army Commendation Medal listed on his DD 214;
(3) the Board attached special significance to the RO's failure to note the veteran's Army
Commendation Medal with V device when the RO granted service connection; and (4) assuming
the RO considered the information on the veteran's DD 214 in February 1991, the Board embraced
the RO echoing the evidence it had considered and found insufficient when it denied the veteran's
claim in 1991, to grant the same claim in 2020.
            The V devices reflect that Sgt. Reynolds performed acts of valor in combat.133 The orders
announcing the veteran's awards detail his courage.
            The veteran earned a Bronze Star Medal with a V device for the following bravery
involving intense fire: On August 12, 1968, while operating in a mountainous jungle so dense that
visibility was limited to a few feet, even in daylight, North Vietnamese soldiers directed small
arms and automatic weapons fire on Sgt. Reynolds's unit without warning, wounding his squad
leader.134 "Sergeant Reynolds immediately assumed command of the squad, and, rallying his men,
bravely and skillfully evacuated the wounded squad leader, while directing an intense
concentration of friendly fire." 135 Then, Sgt. Reynolds led his squad back into the dark
undergrowth and spearheaded a resolute drive that "forced the enemy to retreat, abandoning an
entire base camp."136
            The veteran earned an Army Commendation Medal with a V device for the following
bravery under intense fire: On October 2, 1968, Sgt. Reynolds led his squad in springing an ambush
on Viet Cong in jungle terrain, leading to a heavy concentration of return fire by Viet Cong in
hiding. 137 Sgt. Reynolds, "with total disregard for his own safety, moved through the intense
hostile fire to each of his men and directed their fire," resulting "in the complete elimination of all
enemy resistance."138
            In addition to chronicling the veteran's extraordinary bravery and leadership, his awards
are important favorable evidence supporting his hearing loss claim, demonstrating repeated

133
      See U.S. DEP'T OF ARMY, REG. 600-8-22, MILITARY AWARDS, para. 3-16(e), 3-19(d) (Aug. 30, 2025).
134
      R. at 425.
135
      Id.
136
      Id.
137
      R. at 426.
138
      Id.

                                                        28

exposure to hazardous combat noise from heavy concentrations of weapons fire in mountainous
jungle terrain. The veteran's Bronze Star Medal was awarded for his valor in combat on August
12, 1968, corresponding to his claim of hearing loss occurring in August 1968.139 Both that event
and the veteran's valor in combat on October 2, 1968, earning his Army Commendation Medal
with V device, obviously occurred between the February 28, 1968, RPG blast and the veteran's
October 17, 1968, test results indicating significant hearing loss.140
            In contrast to the officially verified, repeated instances of the veteran's leadership of
ferocious fighting involving an intense concentration of weapons fire in a dense jungle in the
mountains, the veteran's DD 214 provided no information regarding the nature and circumstances
of the wounding that gave rise to his Purple Heart and no specifics regarding the nature or extent
of the veteran's combat service as an infantry soldier. 141 And an Army Commendation Medal
without a V device may be awarded for meritorious service in any context, including an office, a
motor pool, and a kitchen,142 so the newly associated evidence of valor under intense weapons fire
is a game changer for a hearing loss claim. Neither the RO nor the Board explained how the
evidence deemed inadequate in February 1991 carried the day in August 2020 and August 2023,
if the newly associated awards for valor in combat played no part. It was only after the veteran's
awards for valor amidst heavy concentrations of weapons fire were associated with his file in May
and July 2020 that the February 1991 assessment that his records were negative for chronic hearing
loss143 was supplanted by the August 2020 concession that "the [v]eteran was likely exposed to
noise levels that could have produced permanent hearing damage."144 Then the veteran's hearing
loss was attributed to combat noise exposure—resulting in a grant of service connection—based
on evidence that included the veteran's May and July 2020 statements.145 However, VA mentioned
only the veteran's DD 214 of the pages he submitted with those statements; VA omitted that the

139
      See R. at 425, 480, 557.
140
      See R. at 348, 426, 476, 484, 557, 612.
141
      See U.S. DEP'T OF ARMY, REG. 600-8-22, MILITARY AWARDS, para. 8-9 (Aug. 30, 2025).
142
      See Id. at para. 3-19.
143
      R. at 511.
144
      R. at 348; see R. at 337.
145
      R. at 336-38.

                                                       29

veteran's submissions highlighted and included the veteran's awards for valor in combat, as well
as the veteran's description of two additional specific instances of his combat noise experiences.146
            Notwithstanding the Court's remand based on the parties' acknowledgment that the Board
must discuss whether the effective date provisions of § 3.156(c) were implicated by the veteran's
2020 submission of the records of his combat valor in 1968,147 the August 2023 Board decision
uncritically ratified what the RO said and didn't say, highlighting as most significant that the RO
said it was the veteran's Purple Heart, CIB, and MOS, and not the veteran's unmentioned Army
Commendation Medal with V device, that warranted service connection—and did not impact the
effective date. In so doing, the Board failed to fulfill its obligation to analyze the veteran's favorable
evidence and set forth adequate reasons or bases for its decision. 148 Most glaringly, the Board
completely overlooked the veteran's Bronze Star with V device and failed to account for the stark
difference between an Army Commendation Medal with V device and one without.
            In my view, the Court acts within its statutory authority in reviewing the factual
determination the Board explicitly made and finding that determination to be clearly erroneous.149
As the Court often recites, "'[a] finding is 'clearly erroneous' when[,] although there is evidence to
support it, the reviewing court on the entire evidence is left with the definite and firm conviction
that a mistake has been committed.'"150 The circumstances here are sufficiently pungent that there
is no factual questions open to reasonable debate.151 Why would VA ignore the best evidence that
the grenade blast was not a singular event of combat noise exposure—the evidence that this veteran
was so deeply in the thick of the battle that he had twice received awards for valor for taking the
fight to the enemy in the midst of intense gun battles in close combat in the dense jungle?
Especially when those officially recognized events were just 9 and 2 weeks before an in-service

146
   R. at 415-30, 476-87. In two handwritten statements, the veteran recounted having killed five enemy soldiers by
setting off two Claymore mines in February 1968, R. at 428, and having killed another enemy solider by shooting him
multiple times in January 1968. R. at 429.
147
      R. at 24.
148
      See Southall-Norman v. McDonald, 28 Vet.App. 346, 355 (2016).
149
      See Stinson v. McDonough, 92 F.4th 1355, 1360-63 (Fed. Cir. 2024).
150
   Gilbert v. Derwinski, 1 Vet.App. 49, 52 (1990) (quoting United States v. U.S. Gypsum Co., 333 U.S. 364, 395,
(1948)); see Willen v. Collins, 38 Vet.App. 259, 271 (2025).
151
    See Willen, 38 Vet.App. at 271; Tadlock v. McDonough, 5 F.4th 1327, 1337 (Fed. Cir. 2021) ("When questions of
fact are open to debate, veterans are entitled to present whatever evidence and arguments they have to [VA] . . . in the
first instance."); Parts & Elec. Motors, Inc. v. Sterling Elec., Inc., 866 F.2d 228, 233 (7th Cir. 1988) ("To be clearly
erroneous, a decision must . . . strike us as wrong with the force of a five-week-old, unrefrigerated dead fish.").

                                                          30

hearing test showing significant hearing loss, and whether the veteran's combat noise exposure
was sufficient to show chronic or even permanent hearing loss was the determinative issue? The
obvious answer is to manipulate the effective date to minimize the benefits payout—perhaps as a
unilateral "compromise" that grants service connection without acknowledging a part of the basis
for doing so. Although such a misplaced maneuver would merit reversal, I concur in the judgment
to remand this matter to the Board for it to do the right thing.

                                                 31
